SEC Sues Coinbase, Alleges It Is Unregistered Broker-Dealer

100 US regulators have yet to chime in. The DOJ is far from done.


SEC.gov | SEC Charges Samuel Bankman-Fried with Defrauding Investors in Crypto Asset Trading Platform FTX
https://www.sec.gov/news/press-release/2022-219Trading Platform FTX Defendant concealed his diversion of FTX customers’ funds...defraud equity investors in FTX Trading Ltd. (FTX), the crypto ...
SEC.gov | Crypto Assets and Cyber Enforcement Actions
https://www.sec.gov/spotlight/cybersecurity-enforcement-actions...former Co-Lead Engineer of FTX Trading Ltd. (FTX), for his role in a multiyear...scheme to defraud equity investors in FTX, the crypto trading ...
SEC.gov | SEC Charges Caroline Ellison and Gary Wang with Defrauding Investors in Crypto Asset Trading Platform FTX
https://www.sec.gov/news/press-release/2022-234Investors in Crypto Asset Trading Platform FTX FOR IMMEDIATE RELEASE 2022-234 Washington...Chief Technology Officer of FTX Trading Ltd. (FTX), for ...
SEC.gov | SEC Charges Nishad Singh with Defrauding Investors in Crypto Asset Trading Platform FTX
https://www.sec.gov/news/press-release/2023-40Investors in Crypto Asset Trading Platform FTX FOR IMMEDIATE RELEASE 2023-40 Washington...former Co-Lead Engineer of FTX Trading Ltd. (FTX), for his ...
Samuel Bankman-Fried
https://www.sec.gov/files/litigation/complaints/2023/comp25616.pdf...defraud equity investors in FTX Trading Ltd. (“FTX”), the crypto asset trading...bought an equity stake in FTX believing that FTX had appropriate ...
Comments of David Craig Mastrianni on Sep. 10, 2021
https://www.sec.gov/comments/s7-10-21/s71021-250290.htm...of dollars in profits, while Sam, and FTX walked away with millions. I filed complaints...that the only way Sam Bankman Fried and FTX would settle is ...
SEC.gov | Comments on SEC Policy Statement: Custody of Digital Asset Securities by Special Purpose Broker-Dealers
https://www.sec.gov/comments/s7-25-20/s72520.htm...meeting with representatives of IEX/FTX Oct. 28, 2021 Memorandum from the Division
SEC.gov | Big “Issues” in the Small Business Safe Harbor: Remarks at the 50th Annual Securities Regulation Institute
https://www.sec.gov/news/speech/crenshaw-remarks-securities-regulation-institute-013023...companies such as FTX, Theranos, and WeWork. Consider FTX in particular – despite...negotiating for information and protections, FTX was nonetheless ...
SEC.gov | Cryptocurrency/ICOs
https://www.sec.gov/securities-topics/ICOInvestors in Crypto Asset Trading Platform FTX Dec. 13, 2022 More Modified: May 18
SEC.gov | Outdated: Remarks before the Digital Assets at Duke Conference
https://www.sec.gov/news/speech/pei......bloomberg.com/opinion/articles/2023-01-03/ftx-collapse-beware-the-dangers-of-crypto-regulation
SEC.gov | Remarks at ICAEW Event – World-Class Regulation: Building Trust and Transparency in International Markets
https://www.sec.gov/news/speech/uyeda-icaew-20230512...has intensified since the collapse of FTX late last year. FASB’s effort to update
Notice of Filing of Proposed Rule Change to List and Trade Shares of the Bitwise Bitcoin ETP Trust under NYSE Arca Rule 8.201-E
https://www.sec.gov/files/rules/sro/nysearca/2021/34-93445.pdf...interest: Binance, BitMEX, Bybit, Deribit, FTX, Huobi, and OKEx. Together, these Unregulated...Binance, BitMEX, Bybit, Deribit, and FTX, and quarterly ...
srcboebzx2021039-250110.pdf
https://www.sec.gov/comments/sr-cboebzx-2021-039/srcboebzx2021039-250110.pdfBittrex Bybit CEX.IO CME Coinbase Deribit FTX Gemini HitBTC Huobi itBit Kraken LBank
Samuel Bankman-Fried (Release No. LR-25616; Jan. 19, 2023)
https://www.sec.gov/litigation/litreleases/2023/lr25616.htm5 months ago - Trading Platform FTX Defendant Concealed His Diversion of FTX Customers' Funds...defraud equity investors in FTX Trading Ltd. (FTX), the crypto ...
Caroline Ellison and Zixiao "Gary" Wang (Release No. LR-25617; Jan. 19, 2023)
https://www.sec.gov/litigation/litreleases/2023/lr25617.htm5 months ago - Investors in Crypto Asset Trading Platform Ftx Litigation Release No. 25617 / January...Chief Technology Officer of FTX Trading Ltd. (FTX), for their ...
Nishad Singh
https://www.sec.gov/files/litigation/complaints/2023/comp25652.pdf3 months ago - ...defraud equity investors in FTX Trading Ltd. (“FTX”), a crypto asset trading platform...defrauding the platform’s customers.1 FTX raised more than ...
Caroline Ellison and Zixiao "Gary" Wang
https://www.sec.gov/files/litigation/complaints/2023/comp25617.pdf6 months ago - ...defraud equity investors in FTX Trading Ltd. (“FTX”), the crypto asset trading...defrauding the platform’s customers.1 FTX raised more than $1.8 ...
SEC.gov | Press Releases
https://www.sec.gov/news/pressreleasesInvestors in Crypto Asset Trading Platform FTX Release No.:2023-40 Published date grouping:February...Investors in Crypto Asset Trading Platform FTX ...
Comments of Reflex Entertainment on May. 23, 2023
https://www.sec.gov/comments/s7-10-23/s71023-384082.htm...public would deem as reasonable and sane. FTX, Signature, SVB, among a list of others...the guys on REDDIT figure out about FTX, SVB before the ...
Comments of . Friends of Mary Shapiro and Jay Clayton on SR-CboeBZX-2021-019
https://www.sec.gov/comments/sr-cboebzx-2021-019/srcboebzx2021019-8926144-245304.htmBitfinex, Tether, Binance,Huobi, OkEx, FTX and other unregulated offshore exchanges
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SEC Charges Nishad Singh with Defrauding Investors in Crypto Asset Trading Platform FTX
Press Releases 3 months ago
 
I have used these exchanges, and some I still use. None of them stole crypto assets from their customers. They have all been sued by the SEC

  • Kraken
  • Bittrex
  • Binance dot com
  • Gemini
  • Coinbase
 
Nice group of friends. How many of them filed for bankruptcy or been charged with selling unregistered securities? Your posts seem to be notorious for a serious omission of facts.
You might want to consider what you post on a public forum as they could very well become defendant exhibits if there are clawbacks.
 
ETJ said:
Nice group of friends. How many of them filed for bankruptcy or been charged with selling unregistered securities? Your posts seem to be notorious for a serious omission of facts.
You might want to consider what you post on a public forum as they could very well become defendant exhibits if there are clawbacks.
More...

Have you ever used any crypto asset? You're very active on the forum but you're clueless

Only Bittrex has filed bankruptcy in the US, their offshore branches are still operational. And Bittrex are still processing withdrawals even now, but I bet you did not know that, did you?

none of the other ones are bankrupt and you did not even know that very simple fact???

I'm always amazed at you ET posters that have no clue on this new revolutionary financial system that has emerged from $0 to over $1 Trillion valuation

You will be having regrets for many many years for being ignorant. Mark my words
 
I'm actually on a project to fund a new digital asset exchange. Again, your posts omit facts and are generous with personal attacks.
The Illinois AG filed for $3.1 billion in clawback today. It can be done ethically, but I doubt much will get approved in the environment.
 
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ETJ said:
I'm actually on a project to fund a new digital asset exchange. Again, your posts omit facts and are generous with personal attacks.
The Illinois AG filed for $1.4 billion in clawbacks.
More...

BWAHAHAAHHA, which scam exchange are you associated with???

clawbacks from whom? Now who's omitting facts, you don't need to answer, I don't really care, I only use crypto exchanges for trading between crypto assets, not your keys, not your coins

[I do have a few bitcoins between Kraken and Coinbase, but... whatever, personal reasons]
 
ETJ said:
https://www.wcia.com/news/illinois-...pany-for-allegedly-violating-securities-laws/

https://www.ivax.net/
More...

Again, omission of facts

Coinbase staking. STAKING. I never used Coinbase staking service

Friendly advice. If you're investing in a new centralized crypto exchange in 2023, there is a very big chance you will get scammed

CEXes are struggling to compete with DEXes

Do some research on dexes. Even perpetual futures trading volume are exploding on dexes

Research GMX, DyDx, Uniswap and others

Friendly advice, not financial advice. Good luck if you still decide to invest
 
Not investing - raising the $, but I doubt any approvals from the regulators for a couple of years. You might want to read up on clawbacks. Not as much about your activity as much as the withdrawals from the host.
The first US physical settlement crypto derivative exchange was approved this week. Physically settled derivs will alter the landscape.
 
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