[66] Courts in other jurisdictions have employed three analytical approaches to resolving this question, which we examine separately. For reasons discussed below, we conclude a totality of circumstances approach rather than a categorical rule is required to determine when felony murder liability terminates.
[67] Under the first approach, arrest terminates liability. However, the five cases on which defendant relies include very little analysis of this issue. See Coleman v. United States, 295 F.2d 555 (D.C. Cir. 1961)(arrest would break essential link between robbery and killing); Collier v. State, 244 Ga. 553, 261 S.E.2d 364 (1979)(underlying felony terminates for purpose of felony murder rule once perpetrator arrested), overruled in part by Thompson v. State, 263 Ga. 23, 426 S.E.2d 895 (1993), and Satterfield v. State, 248 Ga. 538, 285 S.E.2d 3 (1981); People v. Smith, 232 N.Y. 239, 133 N.E. 574 (1921)(capture of defendant by victim could have terminated predicate crime); State v. Milam, 108 Ohio App. 254, 156 N.E.2d 840 (1959)(complicitors who later killed officer may have commenced entirely new criminal episode upon arrest of defendant); Simonds v. State, 762 P.2d 1189 (Wyo. 1988)(whether arrest of defendant occurred is critical to continuity of burglary in prosecution for aggravated burglary based on assault following arrest).
[68] Under the second approach, courts emphasize the particular circumstances of capture, surrender, or arrest. See People v. Nichols, 230 N.Y. 221, 229, 129 N.E. 883, 885-86 (1921)("[T]here must be some appreciable interval between the alleged abandonment and the [killing]. . . . The process of detachment must . . . give his co-conspirators a reasonable opportunity, if they desire, to follow his example . . . ."); Commonwealth v. Doris, 287 Pa. 547, 552, 135 A. 313, 315 (1926)(an effective withdrawal must be the defendant's "voluntary act" and occur before the death at issue "has become so imminent that its avoidance is practically out of the question").
[69] Under the third approach, courts have upheld convictions even though the killing followed the defendant's arrest. See, e.g., State v. Hitchcock, 350 P.2d 681 (Ariz. 1960)(no appreciable span of time between defendant's allegedly being subdued and killing); State v. Lopez, 845 P.2d 478 (Ariz. Ct. App. 1992)(jury could find defendant guilty of felony murder although handcuffed or ordered to lie on ground, if he was still the proximate cause of death); People v. Mitchell, 392 P.2d 526 (Cal. 1964)(attempt to surrender not intervening act); McFarlane v. State, 593 So. 2d 305 (Fla. Dist. Ct. App. 1992)(defendant's surrender to police did not relieve him of criminal liability for death of accomplice); State v. Hokenson, 527 P.2d 487 (Idaho 1974)(defendant's arrest did not absolve him of culpability for death caused when his bomb later exploded); cf. Campbell v. State, 227 So. 2d 873 (Fla. 1969)(arrest followed by escape); State v. Sophophone, 19 P.3d 70, 72 (Kan. 2001)("This 'intervening cause' or 'break in circumstances' argument has no merit under the facts of this case.")(dictum).
[70] We discern no clear majority rule. However, several factors limit the value to our inquiry of the cases using the first approach.
[71] In Coleman, the government contested the occurrence of an arrest, but did not dispute that a completed arrest would end liability. The felony murder statutes in Coleman, Collier, and Smith did not include a flight term. In Milam, the only one of these cases that, as here, involved a killing by an accomplice, the court recognized as an issue for the trier of fact on remand whether the defendant's arrest terminated the predicate crime, which is similar to our conclusion reached below.
[72] In contrast, the third approach employs causation principles that also appear in the Colorado felony murder cases discussed below, such as "part of the same transaction," Campbell v. State, supra, 227 So. 2d at 878; "chain of events," McFarlane v. State, supra, 593 So. 2d at 306; "res gestae," People v. Mitchell, supra, 392 P.2d at 532; and "natural and probable consequences," State v. Hokenson, supra, 527 P.2d at 492.
[73] In our view, causation remains the dispositive issue despite defendant's arrest. See Hamrick v. People, 624 P.2d 1320, 1324 (Colo. 1981)(issue was whether defendant initiated a "chain of events which in their natural and probable consequences caused the victim's death").
[74] Where, as here, a confederate causes the death, numerous Colorado felony murder cases recognize the culpability of a defendant who was not directly involved in the killing. See, e.g., People v. Fisher, 9 P.3d 1189 (Colo. App. 2000). The supreme court has explained the underlying principle in causation terms: "Each [defendant], therefore, is responsible for the act of his confederates which was the probable and natural consequence of the execution of the common design, even though it was not originally intended." Andrews v. People, 33 Colo. 193, 202, 79 P. 1031, 1035 (1905). Similarly, "[w]hen the homicide is within the res gestae of the initial crime and is an emanation thereof, it is committed in the perpetration of that crime within the meaning of the statute, and all participants are liable." Bizup v. People, 150 Colo. 214, 218, 371 P.2d 786, 788 (1962); see also People v. McCrary, 190 Colo. 538, 549 P.2d 1320 (1976).
[75] Consequently, Colorado law places causation in the hands of the jury if the evidence permits a reasonable inference that "the death took place during the same transaction as the felony." People v. Urrutia, 893 P.2d 1338, 1348 (Colo. App. 1994)(citing Bizup and noting "other jurisdictions have determined that whether the underlying felony was completed, terminated, or abandoned, is ordinarily a question of fact for the jury"); see also People v. Renaud, supra.
[76] Moreover, in rejecting the argument that a defendant's alleged surrender completed the predicate felony prior to the killing, and therefore precluded felony murder culpability, the division in People v. Renaud, supra, 942 P.2d at 1257, noted "courts from other jurisdictions have rejected similar arguments that an alleged withdrawal or surrender served to terminate the underlying felony for purposes of the felony murder statute," citing with approval People v. Mitchell, supra. For present purposes, we see no difference among withdrawal, surrender, and arrest.
[77] Finally, we cannot accept defendant's position that her arrest before the killing necessarily precludes culpability when the threshold inculpatory event is intent to commit the underlying felony, not intent to kill. Whitman v. People, 161 Colo. 110, 420 P.2d 416 (1966); see also Early v. People, 142 Colo. 462, 352 P.2d 112 (1960)(holding definition of felony murder as murder in the first degree constitutional, despite lack of specific intent to kill). Here, defendant's arrest, hours after commission of the predicate felony, does not revoke her intent to commit that crime.
[78] Thus, in light of these Colorado cases, and independent of our earlier conclusion that the felony murder statute permits inquiry beyond the termination of defendant's own immediate flight, the authorities cited by defendant do not persuade us that a defendant's arrest necessarily precludes the jury from considering his or her culpability for a later killing.
[79] Hence, we turn to the second and third approaches as providing a framework for applying Colorado's "natural and probable consequence" standard of causation to determine whether, despite a defendant's arrest, other facts still present a jury question. The categorical rule in the first line of cases would foreclose this analysis without offering a well-reasoned basis for doing so.
[80] Here, after Jaehnig fired at pursuing deputies while defendant steered the Trans Am, the chase continued. See People v. Mitchell, supra, 392 P.2d at 532 (defendant "created the explosive and dangerous situation"). Defendant's arrest resulted from extended pursuit, not her unilateral surrender. See Commonwealth v. Doris, supra, 287 Pa. at 552, 135 A. at 315 ("the withdrawal must have been his voluntary act"). The killing of the officer by Jaehnig closely followed defendant's arrest. See State v. Hitchcock, supra, 350 P.2d at 683 (events leading to victim's death "occurred in rapid sequence").
[81] In sum, under causation principles recognized by Colorado law, the totality of circumstances at the point of defendant's arrest could give rise to a reasonable inference that the risk of further violence had become "so inevitable that it cannot reasonably be stayed." See People v. Nichols, supra, 230 N.Y. at 229, 129 N.E. at 885. And we can discern no principled basis for holding that defendant's surrender and arrest, in light of her dissembling to officers immediately thereafter, should conclusively relieve defendant from the further consequences of Jaehnig's ongoing conduct.
[82] Accordingly, we conclude the trial court correctly gave the causation issue to the jury, rather than impose a bright line arrest rule as a matter of law.
[83] C. Defendant's Tendered Immediate Flight Instruction
[84] Defendant asserts the trial court erred in refusing to give the following instruction she tendered concerning "immediate flight":
[85] Immediate Flight means that no intervening event had broken the continuity of the underlying crime; a person is not in the immediate flight from a burglary if an entirely new episode of events has begun; nor is a person in immediate flight if she has reached a point of temporary safety or is subject to complete custody at the time the death is caused.
[67] Under the first approach, arrest terminates liability. However, the five cases on which defendant relies include very little analysis of this issue. See Coleman v. United States, 295 F.2d 555 (D.C. Cir. 1961)(arrest would break essential link between robbery and killing); Collier v. State, 244 Ga. 553, 261 S.E.2d 364 (1979)(underlying felony terminates for purpose of felony murder rule once perpetrator arrested), overruled in part by Thompson v. State, 263 Ga. 23, 426 S.E.2d 895 (1993), and Satterfield v. State, 248 Ga. 538, 285 S.E.2d 3 (1981); People v. Smith, 232 N.Y. 239, 133 N.E. 574 (1921)(capture of defendant by victim could have terminated predicate crime); State v. Milam, 108 Ohio App. 254, 156 N.E.2d 840 (1959)(complicitors who later killed officer may have commenced entirely new criminal episode upon arrest of defendant); Simonds v. State, 762 P.2d 1189 (Wyo. 1988)(whether arrest of defendant occurred is critical to continuity of burglary in prosecution for aggravated burglary based on assault following arrest).
[68] Under the second approach, courts emphasize the particular circumstances of capture, surrender, or arrest. See People v. Nichols, 230 N.Y. 221, 229, 129 N.E. 883, 885-86 (1921)("[T]here must be some appreciable interval between the alleged abandonment and the [killing]. . . . The process of detachment must . . . give his co-conspirators a reasonable opportunity, if they desire, to follow his example . . . ."); Commonwealth v. Doris, 287 Pa. 547, 552, 135 A. 313, 315 (1926)(an effective withdrawal must be the defendant's "voluntary act" and occur before the death at issue "has become so imminent that its avoidance is practically out of the question").
[69] Under the third approach, courts have upheld convictions even though the killing followed the defendant's arrest. See, e.g., State v. Hitchcock, 350 P.2d 681 (Ariz. 1960)(no appreciable span of time between defendant's allegedly being subdued and killing); State v. Lopez, 845 P.2d 478 (Ariz. Ct. App. 1992)(jury could find defendant guilty of felony murder although handcuffed or ordered to lie on ground, if he was still the proximate cause of death); People v. Mitchell, 392 P.2d 526 (Cal. 1964)(attempt to surrender not intervening act); McFarlane v. State, 593 So. 2d 305 (Fla. Dist. Ct. App. 1992)(defendant's surrender to police did not relieve him of criminal liability for death of accomplice); State v. Hokenson, 527 P.2d 487 (Idaho 1974)(defendant's arrest did not absolve him of culpability for death caused when his bomb later exploded); cf. Campbell v. State, 227 So. 2d 873 (Fla. 1969)(arrest followed by escape); State v. Sophophone, 19 P.3d 70, 72 (Kan. 2001)("This 'intervening cause' or 'break in circumstances' argument has no merit under the facts of this case.")(dictum).
[70] We discern no clear majority rule. However, several factors limit the value to our inquiry of the cases using the first approach.
[71] In Coleman, the government contested the occurrence of an arrest, but did not dispute that a completed arrest would end liability. The felony murder statutes in Coleman, Collier, and Smith did not include a flight term. In Milam, the only one of these cases that, as here, involved a killing by an accomplice, the court recognized as an issue for the trier of fact on remand whether the defendant's arrest terminated the predicate crime, which is similar to our conclusion reached below.
[72] In contrast, the third approach employs causation principles that also appear in the Colorado felony murder cases discussed below, such as "part of the same transaction," Campbell v. State, supra, 227 So. 2d at 878; "chain of events," McFarlane v. State, supra, 593 So. 2d at 306; "res gestae," People v. Mitchell, supra, 392 P.2d at 532; and "natural and probable consequences," State v. Hokenson, supra, 527 P.2d at 492.
[73] In our view, causation remains the dispositive issue despite defendant's arrest. See Hamrick v. People, 624 P.2d 1320, 1324 (Colo. 1981)(issue was whether defendant initiated a "chain of events which in their natural and probable consequences caused the victim's death").
[74] Where, as here, a confederate causes the death, numerous Colorado felony murder cases recognize the culpability of a defendant who was not directly involved in the killing. See, e.g., People v. Fisher, 9 P.3d 1189 (Colo. App. 2000). The supreme court has explained the underlying principle in causation terms: "Each [defendant], therefore, is responsible for the act of his confederates which was the probable and natural consequence of the execution of the common design, even though it was not originally intended." Andrews v. People, 33 Colo. 193, 202, 79 P. 1031, 1035 (1905). Similarly, "[w]hen the homicide is within the res gestae of the initial crime and is an emanation thereof, it is committed in the perpetration of that crime within the meaning of the statute, and all participants are liable." Bizup v. People, 150 Colo. 214, 218, 371 P.2d 786, 788 (1962); see also People v. McCrary, 190 Colo. 538, 549 P.2d 1320 (1976).
[75] Consequently, Colorado law places causation in the hands of the jury if the evidence permits a reasonable inference that "the death took place during the same transaction as the felony." People v. Urrutia, 893 P.2d 1338, 1348 (Colo. App. 1994)(citing Bizup and noting "other jurisdictions have determined that whether the underlying felony was completed, terminated, or abandoned, is ordinarily a question of fact for the jury"); see also People v. Renaud, supra.
[76] Moreover, in rejecting the argument that a defendant's alleged surrender completed the predicate felony prior to the killing, and therefore precluded felony murder culpability, the division in People v. Renaud, supra, 942 P.2d at 1257, noted "courts from other jurisdictions have rejected similar arguments that an alleged withdrawal or surrender served to terminate the underlying felony for purposes of the felony murder statute," citing with approval People v. Mitchell, supra. For present purposes, we see no difference among withdrawal, surrender, and arrest.
[77] Finally, we cannot accept defendant's position that her arrest before the killing necessarily precludes culpability when the threshold inculpatory event is intent to commit the underlying felony, not intent to kill. Whitman v. People, 161 Colo. 110, 420 P.2d 416 (1966); see also Early v. People, 142 Colo. 462, 352 P.2d 112 (1960)(holding definition of felony murder as murder in the first degree constitutional, despite lack of specific intent to kill). Here, defendant's arrest, hours after commission of the predicate felony, does not revoke her intent to commit that crime.
[78] Thus, in light of these Colorado cases, and independent of our earlier conclusion that the felony murder statute permits inquiry beyond the termination of defendant's own immediate flight, the authorities cited by defendant do not persuade us that a defendant's arrest necessarily precludes the jury from considering his or her culpability for a later killing.
[79] Hence, we turn to the second and third approaches as providing a framework for applying Colorado's "natural and probable consequence" standard of causation to determine whether, despite a defendant's arrest, other facts still present a jury question. The categorical rule in the first line of cases would foreclose this analysis without offering a well-reasoned basis for doing so.
[80] Here, after Jaehnig fired at pursuing deputies while defendant steered the Trans Am, the chase continued. See People v. Mitchell, supra, 392 P.2d at 532 (defendant "created the explosive and dangerous situation"). Defendant's arrest resulted from extended pursuit, not her unilateral surrender. See Commonwealth v. Doris, supra, 287 Pa. at 552, 135 A. at 315 ("the withdrawal must have been his voluntary act"). The killing of the officer by Jaehnig closely followed defendant's arrest. See State v. Hitchcock, supra, 350 P.2d at 683 (events leading to victim's death "occurred in rapid sequence").
[81] In sum, under causation principles recognized by Colorado law, the totality of circumstances at the point of defendant's arrest could give rise to a reasonable inference that the risk of further violence had become "so inevitable that it cannot reasonably be stayed." See People v. Nichols, supra, 230 N.Y. at 229, 129 N.E. at 885. And we can discern no principled basis for holding that defendant's surrender and arrest, in light of her dissembling to officers immediately thereafter, should conclusively relieve defendant from the further consequences of Jaehnig's ongoing conduct.
[82] Accordingly, we conclude the trial court correctly gave the causation issue to the jury, rather than impose a bright line arrest rule as a matter of law.
[83] C. Defendant's Tendered Immediate Flight Instruction
[84] Defendant asserts the trial court erred in refusing to give the following instruction she tendered concerning "immediate flight":
[85] Immediate Flight means that no intervening event had broken the continuity of the underlying crime; a person is not in the immediate flight from a burglary if an entirely new episode of events has begun; nor is a person in immediate flight if she has reached a point of temporary safety or is subject to complete custody at the time the death is caused.