D Don Bright Apr 8, 2009 #11 Quote from NYC212: thanks. coming from the world of regulation, do your managers need principle license since they oversee traders ? (series 24) More... Depends on the actual designation. I think... Some do, yes. (I leave that my Compliance Officer, she's the best! Hi Diane!) Don
Quote from NYC212: thanks. coming from the world of regulation, do your managers need principle license since they oversee traders ? (series 24) More... Depends on the actual designation. I think... Some do, yes. (I leave that my Compliance Officer, she's the best! Hi Diane!) Don