O Omartrading Dec 2, 2003 #12 Stock777 is absolutely right. AB Watley and Etradepro should be shut down also if this is the case. Did plenty of buying a 100 and shorting 1-2k shares with ET and buying 500 shares of bullets and short 5k of stock. They're all the same.
Stock777 is absolutely right. AB Watley and Etradepro should be shut down also if this is the case. Did plenty of buying a 100 and shorting 1-2k shares with ET and buying 500 shares of bullets and short 5k of stock. They're all the same.
S speedboy Dec 5, 2003 #13 God this is old... http://www.thejournalnews.com/newsroom/101803/d01a18nasd.html He got fined $320,000...Nothing when you just sold the company for 100 million.
God this is old... http://www.thejournalnews.com/newsroom/101803/d01a18nasd.html He got fined $320,000...Nothing when you just sold the company for 100 million.
S spyderman Dec 5, 2003 #14 Ok, those are the NASD fines.....but it looks like the SEC busted them first: http://www.sec.gov/litigation/admin/34-48338.htm Usually the SRO is first to know!
Ok, those are the NASD fines.....but it looks like the SEC busted them first: http://www.sec.gov/litigation/admin/34-48338.htm Usually the SRO is first to know!
