Hello I'm not sure if this is the right website for this question but heck it should be. My question is regarding becoming a broker what license is the most helpfull and why?
Series exams
- Thread starter Scalperten
- Start date
pretty sure there are many brokers here who would be able to share.
use to be series 7 (registered rep), required company sponsorship
http://www.finra.org/industry/qualification-exams
check series 3 too.