Series 57 why?

[Robert Morse]

Series 57 is for proprietary trader of a broker dealer, trading for the firm account.

Series 65 is for a RIA which make decisions for a public customer and charges a fee based on AUM or performance or both.

 

[algofy]

I am trading my own bankroll by putting up the risk capital to trade from a prop firm.

If you want the golden eggs, you have to do what the goose tells you to do.