series 3 stuff

Quote from truncheon:

I need a series 3 book if anyone has one sitting around.
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hey, do you know....if i want to take the series 3, do i need to be employed at a company or can i take it on my own?

thanks
 
Yes, now I remember what Futures are! I know....

I don't know if you want to take the series 3

No and Yes

You can be a sole proprietor of your own firm...and your own compliance officer if you want to be a CTA. I just let mine lapse...as all it is.....is to make you a glorified telemarketer......

Michael B.

Quote from fatman:

hey, do you know....if i want to take the series 3, do i need to be employed at a company or can i take it on my own?

thanks
More...
 
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