Rules and Regulations

[scotch750]

does anybody know a good website the summarizes or highlights trading rules and regulations. I have spent lots of time on the sec site and find its search function pathetic.

 

[NYSEProTrader]

Quote from scotch750:

does anybody know a good website the summarizes or highlights trading rules and regulations.
I have spent lots of time on the sec site and find its search function pathetic.

Some sites that list the SEC Regs whereby you can enter a specific Rules/Reg or topic into the SEC Search Bar for further info:

http://www.aspenpublishers.com/secrules.asp?cookie_test=1
http://www.seclaw.com/secrules.htm



Here's the rules and regulations for members of the National Association of Securities Dealers (NASD).

Note also the links: Other Regulatory Agencies, and SEC Rule 11ac1-5, among others.

 

[NYSEProTrader]

Try this Fast Answers - Key Topics page from the SEC site:

http://sec.gov/answers.shtml


... as well as:

http://sec.gov/answers/secsearchterms.htm