NFA Compliance

[cooltraderabhi]

Hi -

I am in the process of setting up my own CTA. Does anyone have the NFA compliance rulebook or the things I need to worry about.

 

[FroggerMan]

http://www.nfa.futures.org/nfa-registration/cta/index.html

 

[riskbiscuit]

I would check out these two sites on the NFA website

Compliance: http://www.nfa.futures.org/NFA-compliance/NFA-commodity-trading-advisors/index.HTML

Annual CTA requirements: http://www.nfa.futures.org/NFA-comp...trading-advisors/annual-cta-requirements.HTML

Good luck!

 

[cooltraderabhi]

Would you guys recommend any third party firm who could take care of compliance or it is something that can easily be done in house?

 

[ElectricSavant]

You get a 3-ring notebook (was a 3" notebook years ago when I got mine) after you pass the series 3 and pay your membership to the NFA...

Quote from cooltraderabhi:

Hi -

I am in the process of setting up my own CTA. Does anyone have the NFA compliance rulebook or the things I need to worry about.

 

[bwolinsky]

This thread reminds me to read the manual soon.