J jimclark Aug 5, 2008 #1 If someone were to start a CTA firm, what is the first step? If I don't have a registred track record to work around it? What kind of registeration required? Thank you!
If someone were to start a CTA firm, what is the first step? If I don't have a registred track record to work around it? What kind of registeration required? Thank you!
S Surdo Aug 5, 2008 #3 You need a Series 3...that is the easy part, if you are too lazy to Google this, I strongly doubt you will succeed in raising capital.
You need a Series 3...that is the easy part, if you are too lazy to Google this, I strongly doubt you will succeed in raising capital.
D DWV Aug 5, 2008 #4 You techncially don't need a track record as long as the disclosure document states that there is no track record. just call the NFA they will answer you questions.
You techncially don't need a track record as long as the disclosure document states that there is no track record. just call the NFA they will answer you questions.
S SuperVolatility Aug 5, 2008 #5 Quote from Surdo: if you are too lazy to Google this, I strongly doubt you will succeed in raising capital. More... well said
Quote from Surdo: if you are too lazy to Google this, I strongly doubt you will succeed in raising capital. More... well said
