How do I get licensed in fixed income ?

kmiklas

kmiklas

Hello All,

How would I go about getting licensed as a fixed-income advisor?

Also, how difficult is it to set up a company to take on clients and take positions for them?

I'm considering going pro and starting a little bond trading house.

Thanks, Keith :^)
Non-professional - not licensed - not qualified to give advice - opinion only
 
But with a Series 65 certification one cannot work on his/her own, rather needs to be employed at a firm, if I get the Series 65 FAQ right:

Series65-FAQ.png
 
Anybody know what certification/license one needs to work as a professional "portfolio manager" or "investment manager" or "hedge fund manager"?
Ie. legally managing other people's investment/trading acccounts, funds.
 
Last edited:
earth_imperator said:
Anybody know what certification/license one needs to work as a professional "portfolio manager" or "investment manager" or "hedge fund manager"?
Ie. legally managing other people's investment/trading acccounts, funds.
More...
This page lists many such financial jobs like "Certified Portfolio Manager (CPM)":
https://resumecat.com/blog/portfolio-manager-certifications
1. Chartered Financial Analyst (CFA)
2. Chartered Alternative Investment Analyst (CAIA)
3. Certified Portfolio Manager (CPM)
4. Certified Investment Management Analyst (CIMA)
5. Financial Risk Manager (FRM)
6. Global Association of Risk Professionals (GARP)
7. Chartered Investment Counselor (CIC)
8. Chartered Wealth Manager (CWM)
9. Certified International Wealth Manager (CIWM)
10. Certified Fund Specialist (CFS)
 
You must log in or register to reply here.
Back
Top