Do do need RIA? What does it involve?

Just call SEC or state regulators and they would give a good answer. Securities Industry lawyer is probably the specialist. You can find many on internet who can communicate for free for few questions.
 
toc said:
Just call SEC or state regulators and they would give a good answer. Securities Industry lawyer is probably the specialist. You can find many on internet who can communicate for free for few questions.
More...

Will start with SEC. I will then update here at the thread in case others are interested.
 
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