compliance...

[dgmodel]

i had a question that i posted in chitchat but nobody there knew anything... does anyone here have any experience in compliance or know about compliance issues and u-5's???

 

[ASav]

Go for it.

 

[lazybones]

Quote from dgmodel:

i had a question that i posted in chitchat but nobody there knew anything... does anyone here have any experience in compliance or know about compliance issues and u-5's???

What do you have? I did compliance and handled many U-5s for many years.