T tradeit Feb 25, 2004 #1 Does anyone know what Licenses are required to open a branch office of a prop firm? Is a Series 7 all that is needed?
Does anyone know what Licenses are required to open a branch office of a prop firm? Is a Series 7 all that is needed?
C calibertrader Feb 25, 2004 #2 Quote from tradeit: Does anyone know what Licenses are required to open a branch office of a prop firm? Is a Series 7 all that is needed? More... You will need the 24, 7, prob the 55 and maybe the 63.
Quote from tradeit: Does anyone know what Licenses are required to open a branch office of a prop firm? Is a Series 7 all that is needed? More... You will need the 24, 7, prob the 55 and maybe the 63.
T tradeit Feb 25, 2004 #3 Are you sure you need a 24 if there are only prop traders in the office and no NASD reg T accounts?
C calibertrader Feb 25, 2004 #4 Quote from tradeit: Are you sure you need a 24 if there are only prop traders in the office and no NASD reg T accounts? More... A prop manager needs to have a 24.
Quote from tradeit: Are you sure you need a 24 if there are only prop traders in the office and no NASD reg T accounts? More... A prop manager needs to have a 24.
T TM_Direct Feb 25, 2004 #5 Quote from tradeit: Are you sure you need a 24 if there are only prop traders in the office and no NASD reg T accounts? More... what do you mean by 'prop' .....if it is firm $$ you are trading, yes a 24....if it is basically a retail outlet offering leverage to clients under a 'hedge fund' then you don't
Quote from tradeit: Are you sure you need a 24 if there are only prop traders in the office and no NASD reg T accounts? More... what do you mean by 'prop' .....if it is firm $$ you are trading, yes a 24....if it is basically a retail outlet offering leverage to clients under a 'hedge fund' then you don't
