So you run a small desk at Spectrum, which means you've probably got your Series 7 at least. I believe that the SEC and NASD rules identify e-mail and instant message traffic as communications with the public that must be monitored and archived by all member firms. I wonder how posts to a message board for traders are treated?Quote from grimer11 02-15-04 09:54 AM:
......I run a small desk in NY and .....
Quote from Mr Subliminal:
What, you woiking for that kosher outfit?
Quote from Mr Subliminal:
So you run a small desk at Spectrum, which means you've probably got your Series 7 at least. I believe that the SEC and NASD rules identify e-mail and instant message traffic as communications with the public that must be monitored and archived by all member firms. I wonder how posts to a message board for traders are treated?
Quote from ratboy88:
OMG...i can see it now. tom brokaw opening the evening news with, "grimer11 made some politically incorrect comments on elite trader today. thanks to the fast thinking of mr sub calling the sec/nasd, we have been alerted and warn everyone to stay away."
look, grimer has made some comments that have pissed me off also, but last time i looked there are no laws against it. if you disagree with his statements then just expose the lies!!!!!!! don't threaten his livelihood, that is just cowardly.
Quote from Hello_Dollars:
Rat, I gotta disagree with you. While I have no comment on the regulatory implications of what he's done, that cretin has been disseminating hateful garbage using the offices of a firm owned by the very people he's been writing such ugly lies about. Sorry, but if it was my firm, I'd want to know about it.
Quote from Mr Subliminal:
ratboy, your interest is commendable and, given my previously expressed opinion about you, quite natural. .....