Public Information:
PREVIOUS EMPLOYMENT
This section provides 10 years of an individual's employment history. If the individual is currently registered with NASD, employment history will be displayed for the previous 10 years. If the individual is not currently registered with NASD, employment history will be displayed for the 10 years prior to termination of the registration. The firm's CRD number, the office of employment address where the broker was employed, and the dates of employment will be displayed.
If the broker was previously employed with an investment adviser, the investment adviser's name and CRD number will display. However, additional information is not available on investment advisers through the Public Disclosure Program as they are not NASD registered firms.
If the broker was previously employed with a firm registered with any self-regulatory organization other than NASD (e.g., the NYSE), either the firm's name or "Other Business" will display as the Employing Firm. To obtain the firm's name when "Other Business" displays as the Employing Firm, please call the Public Disclosure Call Center Hotline number, 1-800-289-9999.
A Firm CRD Number will not display for employing firms that are not NASD registered firms. Information on these employing firms is not available through the Public Disclosure Program.
Employing Firm: ECHO TRADE
Firm CRD Number:
Office of Employment
Address: SAN DEIGO, CA
Start Date: 01/2000
End Date: 08/2002
Employing Firm: POSTION SIZING TECH
Firm CRD Number:
Office of Employment
Address: RENO, NV
Start Date: 03/1999
End Date: 04/2000
Employing Firm: UNEMPLOYED
Firm CRD Number:
Office of Employment
Address: SOLANA BEACH, CA
Start Date: 09/1998
End Date: 02/1999
Employing Firm: IDS LIFE INSURANCE COMPANY
Firm CRD Number:
Office of Employment
Address: CARLSBAD, CA
Start Date: 08/1998
End Date: 01/1999
Employing Firm: AMERICAN EXPRESS FINANCIAL ADVISORS INC.
Firm CRD Number:
Office of Employment
Address: CARLSBAD, CA
Start Date: 08/1998
End Date: 01/1999
Employing Firm: AMERICAN EXPRESS FINANCIAL ADVISOR
Firm CRD Number:
Office of Employment
Address: GLENDALE, CA
Start Date: 05/1998
End Date: 08/1998
Employing Firm: RICHMARK CAPITAL CORPORATION
Firm CRD Number:
Office of Employment
Address: LA JOLLA, CA
Start Date: 11/1997
End Date: 04/1998
Employing Firm: DOCO STEREO
Firm CRD Number:
Office of Employment
Address: ESCONDIDO, CA
Start Date: 08/1997
End Date: 11/1997
Employing Firm: DURANTE'S
Firm CRD Number:
Office of Employment
Address: DEL MAR, CA
Start Date: 06/1997
End Date: 09/1997
Employing Firm: C&M CHEVROLET
Firm CRD Number:
Office of Employment
Address: SAN DIEGO, CA
Start Date: 02/1997
End Date: 07/1997
Employing Firm: EDUCATION
Firm CRD Number:
Office of Employment
Address: CHICAGO, CA
Start Date: 11/1996
End Date: 02/1997
Employing Firm: LAURENCE BONFITTO
Firm CRD Number:
Office of Employment
Address: CHICAGO, IL
Start Date: 03/1996
End Date: 10/1996
Employing Firm: DT TRADING
Firm CRD Number:
Office of Employment
Address: CHICAGO, IL
Start Date: 07/1995
End Date: 02/1996
Employing Firm: EDUCATION
Firm CRD Number:
Office of Employment
Address: GLENDALE, CA
Start Date: 01/1987
End Date: 06/1995
