AIG Financial Advisor Screwed me. Need Help!

Quote from Q12:

My thoughts as well... how could you not keep tabs on your investments, assuming this is a sum of money that is important to you?
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Doesn't change the fact that fraud was committed. Why do you think that person bears the title "financial advisor"?
 
Quote from traderlong:

Doesn't change the fact that fraud was committed. Why do you think that person bears the title "financial advisor"?
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So sometime in 2007 you made your request. And you wait 1+ years to make it an issue. Why didn't you speak to the FA's manager? Better yet, why didn't you close out your account and move your money elsewhere? You have no recourse.
 
Quote from DHOHHI:

So sometime in 2007 you made your request. And you wait 1+ years to make it an issue. Why didn't you speak to the FA's manager? Better yet, why didn't you close out your account and move your money elsewhere? You have no recourse.
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Incorrect. AIG upper management even explained that I was 100% right. I am not asking for recourse (how about reading my first message before replying). I was asking about organizations to report to.
 
Quote from danoXP:

Check here to see if your specific broker has any violations. You can find your broker background check here:

http://www.finra.org/Investors/ToolsCalculators/BrokerCheck/index.htm

... make sure you go through the entire PDF file. If your broker has violations, you may have a stronger case.

Might want to try management at AIG and seek a new broker and a settlement. If that doesn't work, you can file a complaint with FINRA.

After resolution, i would then switch to Vanguard - they are a non-profit investor owned operation. They can transfer your assets from AIG for you. And provide full service.

my 2 cents.
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If Vanguard is a non-profit, then I'm the dali lama.

:D
 
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