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Hi, I would suggest that you check out www.empirestockbroker.com for Series 7 tutoring. They were extremely helpful with me passing the exam and their instructors are great. Their tests and the ones from STC are the ones that are the closest to the real exam. Additionally, they wrote the...

Hi, Even if you have the Series 7 and 63, you would still need to have either the Series 65 or Series 66 to be able to collect fees for giving investment advice. You can find out more at www.nasaa.org. The best books that I have found on the Series 65 are the ones by Kaplan...