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Thanks MrN. I contacted NFA via email and they were really responsively. The following response was what I was looking for. Thanks everyone. "Dear XXXXX: Unlike exempt CPOs who must file a formal notice of exemption, most CTA exemptions are self-executing, including the three that you have...

Thanks Robert. If I am exempt from registration as a CTA, do I have to submit anything to NFA?

Hi, I trade ES futures and options on ES futures only. I plan to do that for a small set of clients (10 in CA, and 1 in NY). Looking on the NFA website, I see that I could be exempt from CTA registration since I don't have more than 15 clients and don't hold myself out as a CTA to the public...