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  1. L

    Money Mangers Marketing

    I'm not sure about the securities world, but in commodities (I'm a CTA) I was told by the NFA this is how you have to do it.
  2. L

    Money Mangers Marketing

    Not exactly either. Here is a spreadsheet with a sample of how this is calculated. It's not just the sum of the drawdown months.
  3. L

    Money Mangers Marketing

    archilles28 - I considered doing a high-water mark but found few funds/CTAs advertising that. If your stats are that good I would suggest holding onto that and using it if you have a potential client on the fence...instead of giving it away.
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    How to compensate referrals?

    Not to beat a dead horse, but if you are referring to my post...Based on my conversations with the NFA and my compliance firm (who have 10+ years as NFA auditors), it would be permissible to pay someone not registered as an associated person (i.e. passed the Series 3) so long as they didn't hand...
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    How to compensate referrals?

    If a friend with connections markets a CTA's services, do they have to be registered as an AP with the NFA? Anyone run into issues with this?
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