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Most firms will request supportable docs. Account opening docs are frequently used in arbitration and litigation. You quickly become doa if you falsify account opening docs.

They would probably rather back you than bring them in-house at first. Nothing on the U4 no regulatory trace could be better. Trading center-based. Top references. Good overall pedigree. Limited social media exposure. A family office is probably easier, and money will often be better...

That is the OCC rule- .01 itm and will generate a Reg sho violation. They tag you when they become repetitive and you broker. Especially problematic - if you're US. This is one where you want to talk to the Firm's 24 compliance directly

S&P 500 Options Quirk Mints Billions, Stirring Manipulation Talk Justina Lee and Lu Wang - Bloomberg The fate of stock options with a face value of trillions of dollars is being influenced by unusual trading activity in the S&P 500 outside regular market hours, new research has found. A monthly...

Reddit User Risks And Loses $600,000 Inherited Home That Didn't Fully Belong To Him In High-Stakes Options Gamble: 'My Life's Over, Here's My Final Advice'...

"This hoadley.net site is really interesting. Do you use their products? If so, are you satisfied?" It a good sight to refer folks to. As has been mentioned the model isn't really of any value to trade. It's really about setting expectations and risk management. Our view is a copetive...

The Republican leader said he's spoken to CME Group Inc., the world's largest futures exchange, about relocating to the Lone Star State. CME and other Chicago-based trading firms have complained about a pickup in violent crime since the pandemic as well as potential tax increases floated by the...

"Which brokers or persons use this exchange regularly?" It's gonna sound like a corny answer but everyone via NMS.

A handful of folks wanted to understand the source and methodology. SPECIAL REPORT: HEDGE FUNDS September 25, 2023 05:00 AM How the survey was conducted Pensions & Investments annually surveys institutionally oriented managers to collect data about their worldwide and institutional assets...

‘Every battle is a do-or-die situation,’ Binance co-founder Yi He writes ILLUSTRATION BY ALEXANDRA CITRIN-SAFADI/WSJ By Patricia Kowsmann , Caitlin Ostroff and Angus Berwick Sept. 26, 2023 8:00 am ET 123 After FTX crashed, the world of crypto seemed to belong to the largest exchange...

"I tried. Freaking Nikkei has been stuck at 32,500 for weeks. Going nowhere since June. Better stuff elsewhere." You seem to have answered your own question.

Ranked by discretionary assets managed in hedge funds worldwide, in millions, as of June 30 unless otherwise noted. # Name Asset One-Year change Five-year change Ten-year change 1 Bridgewater Associates $97,200 -23.1% -26.8% 18.7% 2 Man Group $69,900 -4.9% 18.3% 73.4% 3 Citadel $59,500 12.3%...

The Consolidated Audit Trail will record your Social Security number and all your stock trades. By Warren Stephens and Paul C. Reilly Sept. 24, 2023 4:49 pm ET As an American, you have a right to privacy—unless you own stock. The Securities and Exchange Commission has created a...

How far out and European or American? Better models if it's American like a simple binomial and both are free on the internet. Backsolving to capture implied, is the major use of the models. Long-dated models are not readily available for free and although you'll generate an output number...

America’s Billionaires Love Japanese Stocks. Why Don’t the Japanese? Japan’s government wants cash-hoarding households to invest more By Akane Otani Updated Sept. 24, 2023 12:05 am ET 12 Japanese stocks have lagged far behind the U.S. over the last three decades.Performance since 1990Source...

Though developing economies have changed for the better, the benefits aren’t always convertible into dollars By Jon Sindreu Sept. 24, 2023 7:00 am ET 9 A financial crisis in Russia in 1998 spelled the end of Long-Term Capital Management. This is the second of three parts of a Heard on the...

If you still feel you were treated inappropriately file a formal written grievance with FINRA, and the trading ops area of the exchange where your trade was executed. It can be done by email.

CFTC Rejects Bid to Launch Political Election-Betting Market Alexander Osipovich and Paul Kiernan - WSJ Regulators rejected a proposal for a marketplace that would allow betting on congressional elections. The Commodity Futures Trading Commission said Friday that it blocked a financial startup...

By Joshua Walker 22 Sep 2023 The estimated largest payment obligation Options Clearing Corporation (OCC) could have faced had a single member and its affiliates...

@FSU Maybe you should work for us.