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  1. D

    Managing retail funds always risky?

    Assuming one does not break the law or the Management Agreement, what would the chances be that retail investors could successfully sue a manager/fund? Any past precedent cases you could think of off hand?
  2. D

    Managing retail funds always risky?

    Is managing retail money inherently riskier from a legal perspective than managing qualified investor's money? More importantly, does staying within the CTFC/NFA rules and passing the audits protect a manger when sued by disgruntled retail investors due to loses? (In other words, marketing...
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