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Hey Everyone, I looked at the options posted, and it seemed like Dearborn would suit me best. Thanks for your help!

Does anyone know, If I am a registered investment advisor, actively managing my client's account (that is, trading the account for him/her), as long as I described the risks beforehand, and not deviated from the trading method I described to him/her, is there any way I could be liable if I...

Hi Everyone, I was wondering if anyone who has taken the series 65 exam could tell me what the best preparation materials (preferably in the form of a book) are for passing the exam. I've searched all over the internet and can only find ads for exam prep courses and books, but no...