Search results

I totally agree with you. At first I was annoyed with the fees I had to pay (U-4 and U-5 filing, FBI background/fingerprint fee, CBOE filing, Series 56 test, etc), but because of all this, I at least had SRO oversight with the CBSX and the SEC to kinda watching my back (if you know what I mean).

Got my check today. The nightmare is over.

Here comes the infamous "check is in mail" moment. On Monday 8/20/12, Broad Street made my final disbursement and told me it should arrive shortly. Today is Friday 8/24/12 and nothing is in my mailbox. I'll wait until Tuesday til I start having concerns about my money. Any other former Broad...

International branches aka off shore prop firms. The two I know of are ibworldwide.com and bsicglobal.com. They're supposedly based out of Belize and Nevis Island respectively. Update: The old Broad St. filed their Form BDW for official de-registration on June 15th. So let's see what happens...

Here's the deal. People were having a hard time passing the Series 56, so Broad St. decided in June to revoke their license from the CBSX. It takes roughly 60 days for the SEC to approve their de-registration, thus sometime in August, maybe early September, all of their traders will have their...