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    Leaving BD...how to take my license with me?

    Thank you for your responses. They most certainly have not U5ed me, i know that for a fact. I will contact FINRA first thing Monday morning.
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    Leaving BD...how to take my license with me?

    Hey guys, i have a little problem on my hands. I left one company and started working for another one, the new company is not willing to take my licenses until the trial period is over and it seems that it might be not end for quite some time. I was wondering if there are any forms i could file...
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    Trying to leave a BD

    Dear members, This is my first time posting and I would like to congratulate you guys on creating a great community. Browsing through some threads proved to be extremely beneficial already, yet still i have one more question. I worked for a FP for 3+ years and had to leave. I got another...
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