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Often times Compliance people ( I used to be one) get very skittish durring a market rally and will start condensing the short availabilty. In addition, if a firm has significant positions long or short in a security they will restrict it.

Wow, You are a regular Ralph Nader... As far as the Momentum office across the street, You are right they are doing quite well and there are some good people over there, however it's pretty obvious you have no idea how the industry works, if you did you would understand that that office is an...

"SO YOUNG, SO ANGRY, ..DAMN THAT RAP MUSIC!!".

Mac If there is suffiecient evidience of violations, the NASD files a complaint. They exchange a ton of info and finally they will issue either a letter of caution or a AWC (acceptence wiaver consent) witht he evidence against the firm...basically , you admit you violated conduct rules and...

I can tell you from experience, you are looking at 6-9 months of info going back and forth...each side contests everything that the other side requests and vice versa...then they choose up arbitrators, ( always a nice debate their) and then they finally pick an arbitration date that is...

Im not the PointDirex defender of the world. As i stated in earlier posts...I left, but I left for a variety of reasons. No they weren't perfect, but neither am I nor is any other firm....here's my question to you: You are not a trader, nor do you have any money to invest ( you said you were...

Let me clarify i few things for you: 1) you are a liar. you didn't buy anything nor could you afford it...last i checked you were let go by PD, so you are unemployed right? Not that it really matters because the mere fact you are looking up web site names for sale tells me you are looking at...

Im not so sure the regulators really care about the whole downtick rule violations...Truthfully, the need for the downtick rule dissappeared years ago when the amount of market makers and ecn's increased 10 fold...Although the rule is still on the books, it's really not enforced that much and I...

You just bought tmdirect.com??? Did you tell Tuesday morning about it? They are the people up at the mall who sell little knick nacks...nice try though. Truthfuly I would have taken that name if it was available but it's not. As far as the site being launched, if you read my post you...

If either of you worked for PD, you would know about the resignation letter i sent around a week or two before i left...In addition, Im considering using one of the PD platforms on my web site for my new company, TradeMore Direct....i will hopefully be launching the site within a week....I enjoy...