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Can you post a link?

When I called another state, the home office was considered their place of business . You should call CA to confirm. I have some other ideas if you want to call me directly that might help.

I'm just a squirrel trying to get a nut.

Even if you were a "customer" and not a registered person, IPOs can't be leveraged and must be paid in cash. Bad news Bob

Keep taking practice tests and pass the first time. Don't get lazy.

I can't give legal advice either, but I can cut and paste. http://www.dbo.ca.gov/Licensees/Broker-Dealer_and_SEC_Investment_Advisers/State_IA.asp EXEMPTIONS Exemptions from the licensing requirement for broker-dealers and investment advisers are found in Code Sections 25200 thru 25209 and...

Yes but the API requires $500,000 and might only be for equities.

Ouch! :D

With under $25K, retail is not a great option.

Do you need a prop firm? Can you fund the account with your own funds? Bob

Stephen, Our lowest cost (not low latency-no options on futures) solution for futures with an API is Realtick. They just raised their prices to $325/month plus MD but no per contract fee. We can offer up to 25% of SPAN for DT and our commissions start at only $0.60/side...

Wow. They want the limit to be 25x? What is that now?

The world is not that absolute. "Pros", what that is defined as, make and lose money and so do individual investor. You need to find your edge and do that over and over until it does not work anymore. Bob

Sure, why not. Put in the work to find your edge. Bob

Not legally.

At Lightspeed Trading, on our web portal, we provide daily, MTD and YTD P/L. Almost everything can be exported to in CSV format. It is also very easy to go back to any date to see where you stood on that day.

What broker?

I don't believe a registered member of a Prop Trading firm that is a broker dealer can buy an IPO on the offering at all. 5130. Restrictions on the Purchase and Sale of Initial Equity Public Offerings http://finra.complinet.com/en/display/display.html?rbid=2403&element_id=4894

I just spoke to Wedbush and the CME. OTC swaps are traded on CME ClearPort. If you have access to a broker with ClearPort, have enough capital to meet the minimum block size and the size of your trade, we can do these through Wedbush with approval. For any OTC trades, there will be a vetting...

What type of Swaps? Are they listed on the CME?