i was not offering a prospectus....it was just a question. we have not formed anything nor are we solliciting clients in any way. This was merely hypothetical. Thanks.
Hello,
My partner and I are thinking of forming an LLC or LLP to trade securities and futures.
We will have less 35 people who are all "qualified invididuals" with 200k+ OR a net worth of 1 million. We will do a private placement agreement with them, but do I or my partner need series...
I can't find a retail broker that gives access- perhaps Goldman, Morgan, etc do, but what of the rest?
I know I can't buy options on foreign securities per the SEC. So I am asking.
Thanks.