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The 12 stocks that begin trading this coming Thursday include: Symbol Security Name Specialist DELL Dell Computer Corporation Bear Hunter Structured Products LLC SEBL Siebel Systems, Inc. Bear Hunter Structured Products LLC NVDA NVIDIA Corporation Bear Hunter Structured...

"After the close of trading Friday, August 23rd, the Securities and Exchange Commission issued an Order denying Knight Trading Group's "Petition for Review" of the Amex's rules for its Nasdaq trading program. The SEC Order* lifted the 'Stay' of the Amex's trading rules, which was an...

> AMEX NOTICE: August 14th, 2002 > > Temporary Suspension of Amex Trading in Nasdaq Securities > > After close of trading August 14th, 2002, the Amex was informed of a > filing with the SEC of a "Notice of Intention to Petition for Review" of > the SEC's August 2, 2002 Order approving...

I think the Amex will do a pretty good job vs. the MWSE. They really want to be the primary market in heavy OTC stocks. Seen in their quotes, the Amex looks like a big player.

August 19th Amex start trading 2nd group: ADBE ANDW BMET CPWR CTAS NVLS PMCS QTRN RFMD SNPS TROW VRSN Jeff-- OES

The Amex will be trading OTC on August 12 with the initial roll out of: ALTR, ASML, ESRX,FITB,HBAN,HGSI,LNCR,MEDI, and SPLS. NASDAQ stocks in NDX 100 and the S&P500 will also trade soon after.

Using a limit when you want to take part in a block is good because you can make the specialist trade through you. If he trades through you and their was enough time difference the chance of getting the block price is good. You may not get the block all the time but most likely you will. If...

Market orders take precedenc over all orders. Limts and marketable limits are treated the same. But market are the king in line. Jeff-- OES

It's illegal if your intention is to fill a bigger order and break it up into odd lots for fast executions. I wouldn't be surprised if your buddy gets a phone call soon.

But I wouldn't take this as something written in stone because I'm sure if they really want something they'll invent a way around it somehow.

If the firm is a JBO(joint back office) then it's a problem and the entire firm probably has to be stuck in one branch & sequence but if the firm is a broker/dealer then I don't think there is a problem. Broker/Dealers will have lots of branch and sequences. jeff--

Soon, keep checking the website www.tradeoes.com But we specialize in listed executions. jeff--

With Direct+, the B/D has a branch and sequence on the order. The branch and sequence helps identify the give up broker and helps out when a problem arises. Kind of like a tag. Some B/D's have only 1 branch and sequence on the orders going down to the floor and some have mutliple branch and...

OES is an excuting broker for listed stocks. Most daytrading platforms have my line in them to access NYSE, NYSE Direct+, Amex, Chicago, Boston, Philly, and Arca-Ex. Our site is www.tradeoes.com . We will also be at the daytrading convention in Anahiem next month. We don't deal directly...

NYSE Direct + NYSE Direct+ came out in February 2001 with the letter ¡§A¡¨ from the NYSE. Every week they added a few more symbols until the entire alphabet was done. NYSE Direct+ is electronic executions without any specialist interaction on the NYSE¡¦s quoted size at the bid or...

When orders go down to the floor of the NYSE, they go down to the floor with a give up(acronym) from the routing broker. Inside Real Tick the routing Dot providers are OES and ISI. They are direct connections to the NYSE. Jeff-- OES