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Retention Period: Six years (the first two years in an easily accessible place); Source: SEA Rule 17a-4(a). chrome-extension://efaidnbmnnnibpcajpcglclefindmkaj/https://www.finra.org/sites/default/files/2022-02/Books-and-Records-Requirements-Checklist-for-Broker-Dealers.pdf

FINRA has retention rules - they are also tested on the 7. It was something like 2 or 3 years on-site. Long were degrees of off-site. Anyone who studied for the 7 recently may know. https://www.finra.org/compliance-tools/books-and-records-checklist

IRS gets major power to request private tax info after Supreme Court decision Rebecca Chen - Yahoo Finance How much can the IRS snoop in your business without you knowing? A lot more now, after a recent Supreme Court decision that is raising privacy concerns among experts. Last month, the...

Unencumbered by the thought process.

$50 billion market cap - all stock deal so a dilution of $10 billion. I would read that as the market likes the deal.

Nasdaq to Acquire Financial-Software Firm Adenza for $10.5 Billion Deal represents the biggest acquisition in company’s history By Alexander Osipovich Updated June 12, 2023 4:18 pm ET Nasdaq CEO Adena Friedman has been working to transform Nasdaq into a more tech-centric company. PHOTO...

Nasdaq to buy Adenza for $10.5bn in US exchange operator's biggest deal; Acquisition of software company highlights trend to spread into stable revenues like data and risk management Antoine Gara and Jennifer Hughes and Donato Paolo Mancini - Financial Times Nasdaq is acquiring financial risk...

Why would you want to work for FO or find a backer? First, let's ignore your performance for now. After you prove your ability you'll end up with Many times your current capital. Access to better technology. In some cases, benefits. Commonly you'll be in offices with other traders. They'll...

Really interesting read - much of the analysis is pay walled, but the free portion is pretty interesting. https://www.visualcapitalist.com/worlds-top-endowment-funds/

How North Korea’s Hacker Army Stole $3 Billion in Crypto, Funding Nuclear Program Regime has trained cybercriminals to impersonate tech workers or employers, amid other schemes By Robert McMillan and Dustin Volz June 11, 2023 9:00 am ET 38 Residents in Seoul watched a North Korea missile...

George Soros Hands Control to His 37-Year-Old Son: ‘I’m More Political’ In his first interview as successor, Alex Soros says the family’s $25 billion philanthropic enterprise will boost its support for voting and abortion rights Alex Soros in Manhattan. CHRISTOPHER LEE FOR THE WALL STREET...

Questions to ask yourself first: Is my return/risk unleveraged? Is Prop firm split making it worthwhile? Geography? Should I consider other avenues like FOs or backers? Consistency? Competition? Confidence? Comparable benchmark - if any? Other relevant experience?

https://www.wsj.com/articles/cryptos-quiet-gains-ownership-climbs-despite-crash-in-prices-af76cdd6?mod=wsjhp_columnists_pos1

Russians Are Charged in Crypto-Theft in Hack of Mt. Gox Exchange Two defendants are accused of conspiring to launder about 647,000 bitcoin, the equivalent of $17 billion today By James Fanelli and Alexander Osipovich June 9, 2023 2:16 pm ET Mt. Gox was once the dominant exchange for bitcoin...

Nikkei and Kospi are up significantly - China isn't participating. A number of the desks are saying it's indictment related, but the desks - generally - don't know how to say "I don't know"

Mystery Bet Before SEC Crypto Crackdown May Mint Trader Millions; Block of Coinbase put options traded minutes before SEC filing; Trade could have minted a windfall of $2.6 million in 24 hours Matt Turner and David Marino - Bloomberg Less than a half hour before US regulators cracked down on a...

Stock Clearinghouse to Suspend Data Feed Criticized for Leaking Trading Info Suspension comes after The Wall Street Journal reported on the feed last month By Alexander Osipovich Updated June 7, 2023 5:30 pm ET The Depository Trust & Clearing Corporation sells certain data feeds as part of its...

SEC’s Gary Gensler Had Crypto in His Sights for Years. Now He’s Suing Binance and Coinbase. https://www.wsj.com/articles/secs-gary-gensler-had-crypto-in-his-sights-for-years-now-hes-suingbinance-and-coinbase-dbeb79eb?mod=Searchresults_pos1&page=1

SEC Chair Gary Gensler: The US Doesn't Need Cryptocurrency https://finance.yahoo.com/news/sec-chair-gary-gensler-us-184347676.html

https://www.wsj.com/articles/eight-megacap-stocks-make-for-a-funny-sort-of-bull-market-bdf9d2a5?mod=hp_lead_pos5 Eight Megacap Stocks Make for a Funny Sort of Bull Market Renaissance of megacapitalization stocks accounts for shift from bear to tentative new bull market—but comes with...