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Introducing Midpoint for Retail on IEX Ronan Ryan Jun 24 A new approach to serving retail on a national securities exchange Since its early days as an ATS, IEX has been known for its rich midpoint liquidity, which allows investors to trade in size at the midpoint of the national best bid...

Check the regulatory portion of the exchange(s) you have a concern with. Complaints will most like start at the SRO level. You can appeal the exchange finding to the regulator and you can appeal a regulator finding to the district court. Here is a recent CME action. NOTICE OF SUMMARY ACTION...

Wall Street lashes out at Bernie Sanders' plan to pay off student debt with a securities trading tax https://www.investmentnews.com/article/20190624/FREE/190629961/wall-street-lashes-out-at-bernie-sanders-plan-to-pay-off-student

https://www.fxweek.com/risk-management/4313756/citi-culls-hfts-from-fxpb-client-list

https://www.investors.com/news/best-online-brokers/options-trading-who-are-best-online-brokers/

The redacted announcement is almost funny.

"Sweden tried this in the 80's, the volume left and never came back." Don't think they care. We lose hft and we lose a ton of volume - yet would be a good thing. This may not be as much about Bernie as getting it into the Democratic platform.

The facts are almost not the issue in the next election. The question is will the proposal - which could become part of the overall Democratic agenda - swing a handful of red states. 20 million more Dem's voting in Blue states won't amount to any difference. Swing a coupled million in Red...

Probably gives us a Democrat Senate and they run the table in 2020. Ends all of the economically worthless trades and lowers that cost.

45,000,000 FOLKS WITH STUDENT LOANS and you pretty much eliminate HFT - how does that play out in an election

Not sure if you care - most TCA looks at the market going out after your fill. We've been in products where you get slippage post fill. Especially in fragmented markets.

Know this comes up frequently so I thought I'd post this. Have you ever turned on the news and heard reports on how a company is doing in after-hours trading after a big earnings announcement? Have you wondered what after-hours trading actually is and how it works, and what risks are involved...

https://a-teaminsight.com/podcast/sec-rule-606-are-we-nearly-there-yet/?brand=tti

Many compliance departments went nuts about e-messaging or forum participation for IAs handling public money in Dec of 18 when the Finra rules came into effect. I know a handful of folks who simply dropped of boards or e-messaging in general.

My boss worked at oX and then later Schwab. Has a great story about a sweet older lady who had people on the customer forum mesmerized by her success buying options and working in her garden. When he took over as the series 24 supervising the forum he sensed something was wrong. She had...

"Maybe. But how many of these "brilliant" option teachers have actually made a good living from their trading over the last few decades? You'd think they'd do well if their "high-probability, very limited risk" trades worked out like they said." Charlie did very well trading, publishing and...

Brilliant guy.

Closely read the agreement you sign. I've seen brokers who litigate any unsecured and I've seen a few walk away from small unsecured. Seen houses that now want to run credit checks for futures and they outline it in their agreements.

Decent read

Interesting read. https://www.vanityfair.com/news/2019/06/how-wall-street-got-rich-off-the-fresh-market-deal?utm_source=nl&utm_brand=biz&utm_campaign=aud-dev&utm_mailing=Thematic_SuiteSheet_06172019&utm_medium=email&bxid=5be9c74c2ddf9c72dc167634&cndid=50908437&utm_term=Thematic_Business