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I don't think you can claim the SEC has been weak over the last few years, quite au contraire, they go after everyone and they win their cases, they have a 95% success rate in prosecuting cases

even without intention, you can still be found liable to market manipulation if you are in a position to have influence over a stock price and start making misleading claims publicly. Which was what Elton did. But for Millennials retards, it's too complicated to compute thanks to their...

I don't think he can read or understand what he is reading Elton Musk got away with a few things with the SEC because he has a mental condition (bi-polar if I must guess, see also his Thai bat cave outburst with the silly pedo accusations because he was refused to send his silly submarine to...

god, you talk like a 5yr old, you frigging millennial idiot :)

no point discussing with retards who can't even read or understand SEC securities laws, period. like I said, educate yourself, it's quite obvious you are not getting it and this is above your level of understanding the SEC knows what it's doing, they don't start investigations out of the...

Like I said, instead of guessing with stupid shit and speculation, go to the SEC website and read their securities laws. Maybe you will learn something for once.

get a fucking clue and read securities laws, dummy :)

I wouldn't give 1c to those "dodgy" looking HK gangsters, their killer smile just says it all :) what are people thinking FFS LOL :)

a lot of traders working in those HF aren't very smart, they play with their guts and a dreamed up story about their play. I know one that uses junior quant analysts with low wages (below 60k per year) to "generate" ideas using all kind of data mining techniques. Desperate is what I would...

I like it how clueless morons who support blindly Elton Musk no matter what, and their shitcoins, have all legal degrees that can challenge the SEC jurisdiction LOL :)

very very funny :)

Elon Musk is reportedly under SEC scrutiny again over alleged cryptocurrency manipulation. In 2018, the SEC filed a lawsuit against Musk over a tweet, which resulted in Musk stepping down as Chairman of the board for Tesla. Tesla and Musk also each had to pay $20 million in fines. Musk has been...

the job of brokers is to be a conduit for volume and trade, not that their customers make money on trades that's the role of financial advisors, people are dumb, confuse brokers with financial advisors, brokers execute, period.

nice legal summary here, yes it's a tough environment for brokers and financial advisors, compliance is getting heavier and more sophisticated, soon only robots will be allowed to trade RH has former SEC lawyers onboard, so they should be able to navigate those dangerous waters with ease and...

you Millennial tards with your GME play should be all put to jail if it was up to me :) you are endangering the markets :)

during a pending investigation, nothing is stopping you from continuing your illegal activities, au contraire, you are giving more rope for the SEC to hang you :) One client was in that exact position, was warned about certain things he was doing was "illegal", and he kept doing those things as...

what it means is that he is not listening to his counsel, or he is too dumb to understand what's going on, or simply he knows he is fucked, so might as well ride his YOLO until he goes to jail and goes with a bang for all his fans LOL :)

LOL. demonstrating again how clueless you are about the financial industry, typical millennial LOL each individual giving advice or involved in marketing distribution at a broker must be personally registered with FINRA and are bound to FINRA regulations. I bet he has a CRD number and therefore...

look at the news article, dummy :) I love the smell of clueless Millennial idiots in the morning LOL :)

fools never learn LOL :) probably took the opportunity to double down :p