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  1. S

    1/4% Tax on all stock trades pushed in NY Times today

    We already pay enough taxes. I hope that this proposed Trader Tax never comes about!
  2. S

    FINRA Broker Check

    Yeah I know...in no rush for Monday LOL
  3. S

    FINRA Broker Check

    No, still pending their reply from the online contact form. Will let you know if anything comes through.
  4. S

    FINRA Broker Check

    Thanks, I might fire off an e-mail and see what they say is the norm.
  5. S

    Series 7 or no Series 7?

    Thanks for the consensus. I was curious whether a prop trader becomes registered at the FINRA Broker Check once the U-4 is submitted from a CBSX-registered firm (as the fingerprint card is for FINRA). I know that Assent requires its traders to have the Series 7, for example, but a lot of the...
  6. S

    FINRA Broker Check

    Hi trading community, Just a quick question...if one joins a prop firm that is a member of CBSX and fills out the U-4 , will the results and previous U-10 Series 60-x licenses show up in FINRA's Broker Check? The fingerprint cards had FINRA cited. There does not seem to be a comparable...
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