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    Hedge Fund Manager obtains RIA

    Thanks for the insightful info; its much appreciated. Do you know off hand if there is a limit to the number of privately managed accounts that a hedge fund can manage? Does it vary state to state or not limit? Thanks Dominic
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    Hedge Fund Manager obtains RIA

    If I were you I would have clients partner in existing fund as long as the limits aren't exceeded. Then if you really want to proved a signal service you can do that also, but neither of the two require the 65. I understand that the third party wants you to get it for credibility, but you...
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    Hedge Fund Manager obtains RIA

    Seems new investors are somewhat more comfortable having funds in PMA where they have more control and transparency than when funds are in a HF.
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    Hedge Fund Manager obtains RIA

    What I'm thinking about doing is: marketing/selling the signals to the general public and/or offering new clients the ability to place funds into existing hedge fund or open privately managed accounts. We will be receiving the signals from a third party who asked for us to become...
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    Hedge Fund Manager obtains RIA

    So it seems that there could be potential liability if I become an RIA and also at the same time remain as a current HF manager? Our fund is currently not registered with the SEC (under $10mm AUM). I was thinking about becoming an RIA and selling a subscription/signal service to potential new...
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    Hedge Fund Manager obtains RIA

    How does one then obtain a RIA license in order to manage PMA accounts? So the 66/65 is different than a RIA license? Thanks Yes, they are different things. In short: I think the 66 (or 65) is to allow you to take a fee, basically. RIA, I think, allows you to open separately managed...
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    Can hedge fund operate/manage PMA Accounts?

    Does anyone know if there would be any problems with an existing hedge fund to manage PMA accounts (privately managed account)? Are there any limits (ie 10 PMA accounts)? Thanks
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    Hedge Fund Manager obtains RIA

    If a current hedge fund manager obtains his Registered Investment Advisor license, would that open him up to more or potentail future liability? Any comments or suggestions appreciated Thanks
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    How to Become a Registered Investment Advisor

    If I order an online study guide, do I need to find a broker to sponsor me, like the Series 7? Thanks Dominic
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    How to Become a Registered Investment Advisor

    Can anyone comment on the necessary steps that are needed for someone to obtain/become a Registered Invest Advisor? I assume you need to obtain Series 7 first? Thanks Dominic
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    How to Become a Registered Investment Advisor

    Can anyone comment on the necessary steps that are needed for someone to obtain/become a Registered Invest Advisor? I assume you need to obtain Series 7 first? Thanks Dominic
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    Possible to get pic on floor of NYSE?

    Any idea who I would contact to see if they have a license? My partner and I will be given a tour of the NYSE floor next month by Goldman Sachs seeing that opened our hedge fund account with them and would like to have our pics taken. Any direction on how to obtain a photographer with a...
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    Possible to get pic on floor of NYSE?

    Question: We have opened an account with a broker who has told us that he can get us on the floor of NYSE for a brief tour. I understand that I'm not allowed to take any pics; do you know of any third party firm that maybe the NYSE has approved that can snap a couple pics for publicly pr...
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    Anyone program out there to analyze trading results?

    I'm looking for some program that I can download my past trade data, which will then tell me my best trading days, hours, largest draw downs, etc. Anyone point me in the right direction? Thanks
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    Any links to download Jim Cramer throwing chair?

    Thanks for everyones help....
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    Any links to download Jim Cramer throwing chair?

    Thanks, but I need to be able to download file to my computer to place in Power Point presentation; I believe that link is to website, not file. Any other help would be appreciated. Thanks
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    Any links to download Jim Cramer throwing chair?

    Anyone have a file or link to download Cramer throwing his chair or screaming; trying to find something humorous. thanks
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    Sound byte NYSE opening bell

    Saved it; thanks again.
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    Sound byte NYSE opening bell

    I went to the link; is there anyway for me to be able to download that sound fiule to my computer? Thanks again for the link..
  20. D

    Sound byte NYSE opening bell

    I was going to use it in one of my presentations; it is hard to find pics of the floor.
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