Recent content by John Smith

  1. J

    DWI : Need to report on U-4?

    so basically, should i report it or not? i plead guilty so the expunging doesn't apply to me.
  2. J

    DWI : Need to report on U-4?

    Does anyone know if a DWI needs to be reported to the NASD on your U-4 application? (first offense, class B misdemeanor)
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