Maverick74
I believe the NASD charges the FIRM the cost of continuing education for series 7 candidates, and the CRD charges the FIRM for registering traders. I think the owner is just bitter that I did not rack up enough $$$ in commissions yet to cover all their expenses, his anticipated...
by pass thru fees ? If the firm has to pay for my continuing Ed. how can they say later that they want me to pay if I quit, that should be their risk. The other fee is for the U4 (?) registration . I feel that these fees (if I need to pay for them) should have been disclosed to be at the time of...
I was out of the trading buisness for 1 1/2 years. I decided to get back in 6 months ago, it has been a little better than break even situation so far. I talked to the owner of the firm and told him I was thinking about packing it in. He told me if I did so he would deduct the continuining ed...